-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PGbp/KLk8Ij3FXTWncvFOiKDhKdGtKgGAGpYZd7zrRcZ7LBzcqqfaX3kXD0yN5q7 IE7jyovZI3lLC0SYCDZdtw== 0000950123-10-009786.txt : 20100208 0000950123-10-009786.hdr.sgml : 20100208 20100208125117 ACCESSION NUMBER: 0000950123-10-009786 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTOIMMUNE INC CENTRAL INDEX KEY: 0000879106 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 133489062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44757 FILM NUMBER: 10580195 BUSINESS ADDRESS: STREET 1: 1199 MADIA STREET CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 6267921235 MAIL ADDRESS: STREET 1: 1199 MADIA STREET CITY: PASADENA STATE: CA ZIP: 91103 SC 13G/A 1 y82003sc13gza.htm SC 13G/A sc13gza

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549
 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b)(c)AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. 3)*

Autoimmune Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
052776101
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                         
CUSIP No.
 
052776101 
SCHEDULE 13G  Page  
  of   
 
  Pages

 

           
1   NAME OF REPORTING PERSON

Lloyd I. Miller, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   206,516
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   733,389
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   206,516
       
WITH 8   SHARED DISPOSITIVE POWER
     
    733,389
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  939,905
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  5.5%
     
12   TYPE OF REPORTING PERSON
   
  IN-IA-OO**
*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See Item 4.


 

Page 3 of 5
         
Item 1(a).
  Name of Issuer:   Autoimmune Inc.
 
       
Item 1(b).
  Address of Issuers’s Principal Executive Offices:   1199 Madia Street
 
      Pasadena, CA 91103
 
       
Item 2(a).
  Name of Person Filing:   Lloyd I. Miller, III
 
       
Item 2(b).
  Address of Principal Business Office or, if None, Residence:   4550 Gordon Drive, Naples, Florida 34102
 
       
Item 2(c).
  Citizenship:   U.S.A.
 
       
Item 2(d).
  Title of Class of Securities:   Common Stock
 
       
Item 2(e).
  CUSIP Number:   052776101
     
Item 3.
  IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
 
   
 
  Not Applicable, this statement is filed pursuant to 13d-1(c)
 
   
Item 4.
  OWNERSHIP: The reporting person has sole voting and dispositive power with respect to 206,516 of the reported securities as (i) the manager of a limited liability company that is the general partner of a certain limited partnership, and (ii) an individual. The reporting person has shared voting and dispositive power with respect to 733,389 of the reported securities as an investment advisor to the trustee of a certain family trust.
  (a)   939,905
 
  (b)   5.5%
 
  (c)   (i)          sole voting power: 206,516
  (ii)   shared voting power: 733,389
 
  (iii)   sole dispositive power: 206,516
 
  (iv)   shared dispositive power: 733,389
     
Item 5.
  OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
 
   
 
  Not Applicable
 
   
Item 6.
  OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
 
   
 
  Other than shares held directly by Lloyd I. Miller, III, persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities.
 
   
Item 7.
  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE PARENT HOLDING COMPANY:
 
   
 
  Not Applicable

 


 

Page 4 of 5
     
Item 8.
  IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
 
   
 
  Not Applicable
 
   
Item 9.
  NOTICE OF DISSOLUTION OF GROUP:
 
   
 
  Not Applicable
 
   
Item 10.
  CERTIFICATION:
 
   
 
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

Page 5 of 5
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
Dated: February 8, 2010  /s/ Lloyd I. Miller, III    
  Lloyd I. Miller, III   
     
 

 

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